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AbstractPurpose –Thispaperseekstointroduceamodeloftheinitiationprocessinnegotiations,andtodescribeastudyoftheeffectsofcultureandpersonalityonpropensitytoinitiateandassertivenessinnegotiations.Design/methodology/approach –Usingasurveyresearchapproachandhierarchicalregressionanalyses,initiationpropensityandassertivenesswereregressedagainsttwocountryculturesdiversewithrespecttoperceivedappropriatenessofinitiation(BrazilandtheUSA)andfourmeasuresofpersonality(self-ef?cacy, locus ofcontrol,riskpropensity,Machiavellianism).Findings –Regressionanalysesfoundthreepersonalityfactors(riskpropensity,self-ef?cacy,Machiavellianism)tobemostsigni?cantlyassociatedwithinitiationpropensity/assertiveness,alongwithaninteractioneffectinvolvingcountrycultureandriskpropensity.Researchlimitations/implications –Futurestudiesmightbene?tfromabroader,morediversesubjectpool(beyondthetwocountriesstudied).Thiswouldallowforseparateanalysesofculturaldimensions,ratherthantreatingcultureasacompositemeasure.Inaddition,futureresearchmightincludemeasuresofactualinitiationbehavior.Practicalimplications –Initiationisamanageableprocess.Self-ef?cacy,forexample,canbeimprovedbyobservingothersskilledintheinitiationprocess,andthroughpracticinginitiationundermorefavorableconditions.Furthermore,anindividualcanfollowagraduatedapproachtogaininitiationcon?dence,beginningwithsimplyengaging(withoutasking)andprogressingtoaskingandoptimizing.Originality/value –Thispaperoffersamodelforunderstandingthedynamicsoftheinitiationprocessinnegotiations,whichgenerallyhasbeenoverlookedbynegotiationresearchers.Thestudyexaminestwosetsoffactorsthatcanin?uenceinitiationbehaviorthathavenotbeeninvestigatedintotal–cultureandpersonality.Keywords Negotiation,Negotiating,Initiationbehaviour,Culture,Nationalcultures,Personality,Assertiveness,Brazil,UnitedStatesofAmericaPapertype ResearchpaperNegotiationisaninterpersonaldecision-makingprocessnecessarywheneverweInternationalJournalofCon?ictManagementcannotachieveourobjectivessingle-handedly(Thompson,2009).DuetoitsubiquitousVol.23No.3,2012nature,theskillsassociatedwithnegotiationaregenerallyconsideredessentialforpp.266-289qEmeraldGroupPublishingLimitedbothpersonalful?llmentandprofessionalsuccess(Greenhalgh,2001;Lewicki etal.,1044-4068DOI10.1108/104440612112489762009;Mintzberg,1973).
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